Taiwan Stock Exchange - Rules & Regulations Directory
Article NO. Content
Regulations Governing Responsible Persons and Associated Persons of Securities Firms
2020.10.26 (Articles 10 amended,English version coming soon)
Current English version amended on 2020.01.15
Article No. Search
The associated person of a securities firm shall be deemed to be acting under the authorization of the securities firm when engaging in the business under any subparagraph of Article 2, paragraph 2,.
Regulations Governing Responsible Persons and Associated Persons of Securities Firms § 2 (2020.01.15)
Resolution：1024 x 768
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English version of regulations are translated by Baker McKenzie Taipei Office.