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Article NO. Content

Title:

Standards Governing the Establishment of Securities Firms  CH

Amended Date: 2025.07.18 
Article 16 The provisions of Article 6, 7, 8, 11, and 12 shall apply mutatis mutandis to a financial institution that applies to concurrently operate securities business. The provisions of Articles 11 shall apply mutatis mutandis to a financial institution that only operates as a dealer in government bonds and the financial institution shall assign at least one full time associated person to handle such business.