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Article NO. Content

Title：

Standards Governing the Establishment of Securities Firms  CH

Amended Date： 2025.05.08 (Articles 3, 11 amended,English version coming soon)
Current English version amended on 2021.05.06 
Article Content Chapter Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 16     The provisions of Article 6, 7, 8, 11, and 12 shall be applied mutatis mutandis to a financial institution which applies to concurrently operate securities business. The provisions of Articles 11 shall be applied mutatis mutandis to a financial institution which only operates as a dealer in government bonds and the said financial institution shall assign at least one full time associated person to deal with such business.

Interpretation：

Relevant Laws：