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Article NO. Content

Title:

Standards Governing the Establishment of Securities Firms  CH

Amended Date: 2025.05.08 (Articles 3, 11 amended,English version coming soon)
Current English version amended on 2021.05.06 
Article 16-2     An FCM that applies to concurrently engage in securities business shall, except as otherwise provided by law, establish an independent department dedicated to handling securities business. That department's operations and accounting must be independent.

Interpretation: