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Article NO. Content

Title:

Standards Governing the Establishment of Securities Firms  CH

Amended Date: 2021.05.06 
Article 18-1     In the event that a financial institution only applies to operate as a dealer in government bonds, its application for the permit under Article 17 may exempt the documentation of subparagraphs 4, 6, 7 and 8; its application for the securities business operation license under Article 18 may exempt the documentation of subparagraph 5.