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Article NO. Content

Title:

Standards Governing the Establishment of Securities Firms  CH

Amended Date: 2025.07.18 (Articles 19, 20, 20-1, 21, 22, 23-1, 24, 24-1, 24-2, 24-3 amended,English version coming soon)
Current English version amended on 2025.05.08 
Article 18-1 In the event that a financial institution only applies to operate as a dealer in government bonds, its application for the permit under Article 17 may exempt the documentation of subparagraphs 4, 6, 7 and 8; its application for the securities business operation license under Article 18 may exempt the documentation of subparagraph 5.