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Article NO. Content

Title:

Standards Governing the Establishment of Securities Firms  CH

Amended Date: 2025.07.18 (Articles 19, 20, 20-1, 21, 22, 23-1, 24, 24-1, 24-2, 24-3 amended,English version coming soon)
Current English version amended on 2025.05.08 
Article 22 The standards of the business floor and facilities required under Article 6 shall apply mutatis mutandis to branch units of securities firms.<br/>Prior to filing an application with the FSC for approval to engage in brokerage business in the stock exchange by a branch unit of a securities firm, the consent of computer linkage from the securities central depository enterprise and the stock exchange shall be received.<br/>Prior to filing an application with the FSC for approval to engage in brokerage business in the over-the-counter market by a securities branch unit of a securities firm, the consent of the computer linkage for its securities trading information from the TPEx shall be received.