|
Article 26-1
|
A securities firm that has applied to establish branch units or representative offices overseas or a financial institution concurrently operating securities business that has applied for its overseas branch units to concurrently operate securities business shall, after obtaining approval for establishment from the local competent authority, submit all of the following documentation to the FSC for recordation before commencing business:
- Photocopy of the document issued by the local competent authority to approve the establishment.
- List of managers and associated persons or representatives.
- Date of establishment and detailed address.
- For establishment of a branch unit, the business items the local competent authority has approved for operation shall also be submitted.
|