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Article NO. Content

Title:

Standards Governing the Establishment of Securities Firms  CH

Amended Date: 2021.05.06 
Article 33     A foreign financial institution, with approval from its home government, may apply to the FSC for the establishment of branch units for the operation of securities business.
    The provisions of Articles 6, 8, 11 through 15, 19, 20, 29, 31, 32, and 32-1 shall apply mutatis mutandis to foreign financial institutions, other than FCMs, that apply for their branch units established within the territory of the ROC to concurrently operate securities business.
    The provisions of Articles 6, 8, 11 to 15, 16-1, 16-2, 19, 20, 29, 31, 32, and 32-1 shall apply mutatis mutandis to foreign FCMs that apply for their branch units established within the territory of the ROC to concurrently operate securities business.