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Article 33-2
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In filing an application with the FSC for the approval to establish a representative office within the territory of the ROC, a foreign securities firm shall submit all of the following documentation:
- Application for the establishment of representative offices.
- The securities business license issued by the securities regulatory agency or its equivalent agency of the home country and documents certifying compliance with the qualification requirements stipulated under Article 33-1.
- A certified copy of its articles of incorporation or equivalent documentation.
- A certified copy of the minutes of the board of directors meeting at which the resolution to establish a representative office in the ROC was made.
- Balance sheets audited and attested by CPAs for the most recent 3 years.
- A certified copy of the power of attorney designating the representative.
- A resume of the authorized representative.
- A certified copy of the power of attorney designating the agent for the purpose of applying to the FSC for establishment of representative office.
- Other documents that the FSC may so require.
All the aforesaid documentation in foreign language shall be accompanied by a Chinese translation.
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