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Article NO. Content


Taiwan Stock Exchange Corporation Guidelines for Securities Brokers in Reporting Failed Trades and Defaults by Principals  CH

Amended Date: 2016.03.08 
Categories: Securities Exchange Market > Out-trade
1     Securities brokers shall report and handle cases of failed trades and default by their principals pursuant to Article 76, paragraph 3, Article 82, and Article 91 of the Taiwan Stock Exchange Corporation (TWSE) Operating Rules, Article 19 of the TWSE Rules Governing Brokerage Contracts of Securities Brokers, and these Guidelines.