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Article NO. Content

Title：

Taiwan Stock Exchange Corporation Guidelines for Securities Brokers in Reporting Failed Trades and Defaults by Principals  CH

Amended Date： 2016.03.08 
Categories： Securities Exchange Market > Out-trade
Article Content Content Search Article No. Search Amended Article Legislative History Chinese
1     Securities brokers shall report and handle cases of failed trades and default by their principals pursuant to Article 76, paragraph 3, Article 82, and Article 91 of the Taiwan Stock Exchange Corporation (TWSE) Operating Rules, Article 19 of the TWSE Rules Governing Brokerage Contracts of Securities Brokers, and these Guidelines.

Interpretation：

Relevant Laws：