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Article In Change | 32. Point 6 amended per 8 March 2016 Letter No. Taiwan-Stock-Trading-1050002539 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved per 16 February 2016 Letter No. Financial-Supervisory-Securities-SITC-1040051559 of the Financial Supervisory Commission
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31. Points 2 and 6 amended per 10 April 2015 Letter No. Taiwan-Stock-Intermediaries-1040005716 of the Taiwan Stock Exchange Corporation; for implementation from the date of issuance
Per 3 August 2015 Letter No. Financial-Supervisory-Securities-Firms-1040006449 of the Financial Supervisory Commission
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30. Points 2 and 7 amended per 27 January 2015 Letter No. Taiwan-Stock-Intermediaries-1040001441 of the Taiwan Stock Exchange Corporation; for implementation from the date of issuance
Per 22 January 2015 Letter No. Financial-Supervisory-Securities-Firms-1030053896 of the Financial Supervisory Commission
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29. Article 7 amended per 4 November 2014 Letter No. Taiwan-Stock-Intermediaries-1030022578 of the Taiwan Stock Exchange Corporation; for implementation from the date of issuance
Per 28 October 2014 Letter No. Financial-Supervisory-Securities-Firms-1030036543 of the Financial Supervisory Commission
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28. Article 2 amended per 16 June 2014 Letter No. Taiwan-Stock-Trading-1030011363 of the Taiwan Stock Exchange Corporation; for implementation from 30 June 2014
Per 11 June 2014 Letter No. Financial-Supervisory-Securities-Trading-1030018402 of the Financial Supervisory Commission
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27. Point 5 amended per 6 November 2013 Letter No. Taiwan-Stock-Trading-1020023065 of the Taiwan Stock Exchange Corporation; for implementation from 6 January 2014
Per 5 November 2013 Letter No. Financial-Supervisory-Securities-Firms-1020040341
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26. Points 2, 6, and 7 amended per 31 August 2012 Public Announcement No. Taiwan-Stock-Trading-1010206070 of the Taiwan Stock Exchange Corporation; for implementation from 17 December 2012
Approved for adoption per 16 August 2012 Letter No. Financial-Supervisory-Securities-1010032187 of the Financial Supervisory Commission
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25. Points 2 and 3 amended per 26 August 2011 Public Announcement No. Taiwan-Stock-Trading-1000027680 of the Taiwan Stock Exchange Corporation; for implementation from 19 December 2011
Per 16 August 2011 Letter No. Financial-Supervisory-Securities-Trading-1000034094 of the Financial Supervisory Commission, Executive Yuan
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24. Points 2 and 3 amended 12 June 2009 per Public Announcement No. Taiwan-Stock-Trading-0980012651 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
Acknowledged 11 June 2009 per Letter No. Financial-Supervisory-Securities-0980029187 of the Financial Supervisory Commission, Executive Yuan
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23. Point 5 amended and issued per 3 February 2009 Public Announcement No. Taiwan-Stock-Trading-0980001809 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
Acknowledged Per 23 January 2009 Letter No. Financial-Supervisory-Securities-II-0980003057 of the Financial Supervisory Commission, Executive Yuan
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20. Point 2 amended and issued per 27 June 2007 Public Announcement No. Taiwan-Stock-Trading-0960014706 of the Taiwan Stock Exchange Corporation; for implementation from 29 October 2007 Per 11 June 2007 Letter No. Financial-Supervisory-Securities-III-0960027479 of the Financial Supervisory Commission, Executive Yuan 21. Points 2, 3, and 5 amended and issued per 3 September 2008 Public Announcement No. Taiwan-Stock-Clearing-0970026044 of the Taiwan Stock Exchange Corporation; scheduled for on-line implementation on the first trading day after the 2009 Lunar New Year, with the actual implementation date to be announced separately in coordination with computer system operations modifications. Per 28 August 2008 per Letter No. Financial-Supervisory-Securities- III-0970042725 of the Financial Supervisory Commission, Executive Yuan 22. Point 7 amended and issued per 9 December 2008 Public Announcement No. Taiwan-Stock-Trading-0970035397 of the Taiwan Stock Exchange Corporation; for implementation from the
date of announcement
Per 5 December 2008 Letter No. Financial-Supervisory-Securities-II-0970063568 of the Financial Supervisory Commission, Executive Yuan
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19. Points 2 to 4 amended and issued per 16 January 2007 Public Announcement No. Taiwan-Stock-Trading-0960000871 of the Taiwan Stock Exchange Corporation; for implementation from 28 May 2007
Per 27 December 2006 Letter No. Financial-Supervisory-Securities-III-0950156716 and 9 January 2007 Letter No. Financial-Supervisory-Securities-III-0960000751 of the Financial Supervisory Commission, Executive Yuan
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18. Point 2 amended and issued per 8 June 2006 Public Announcement No. Taiwan-Stock-Trading-0950011384 of the Taiwan Stock Exchange Corporation; for implementation from 3 July 2006
Per 29 May 2006 Letter No. Financial-Supervisory-Securities-II-0950120578 of the Financial Supervisory Commission, Executive Yuan
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17. Point 2 amended and issued per 26 January 2006 Public Announcement No. Taiwan-Stock-Trading-0950001222 of the Taiwan Stock Exchange Corporation; for implementation from 20 February 2006
Per 13 January 2006 Letter No. Financial-Supervisory-Securities-II-0940160140 of the Financial Supervisory Commission, Executive Yuan
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16. Points 2 and 5 amended and issued per 28 July 2005 Public Announcement No. Taiwan-Stock-Trading-0940020367 of the Taiwan Stock Exchange Corporation; for implementation from 2 January 2006
Per 15 July 2005 Letter No. Financial-Supervisory-Securities-II-0940121014 of the Financial Supervisory Commission, Executive Yuan
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15. Title and full text of 9 points amended and issued per 3 May 2005 Public Announcement No. Taiwan-Stock-Trading-0940011468 of the Taiwan Stock Exchange Corporation; for implementation from 4 May 2005 (original title: Guidelines for Securities Brokers in Reporting Default by Principals)
Per 25 March 2005 Letter No. Financial-Supervisory-Securities-II-0940108166 and 3 May 2005 Letter No. Financial-Supervisory-Securities-II-094011577 of the Financial Supervisory Commission, Executive Yuan
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14. Article 5 amended and promulgated on 1 October 2003 per Public Announcement No. Taiwan-Securities-Trading 0920201518 of the Taiwan Securities and Exchange Corporation, for implementation from date of promulgation
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13. Article 3 amended and promulgated on 1 August 2003 per Public Announcement No. Taiwan-Securities-Exchange 0920018475 of the Taiwan Securities and Exchange Corporation; amendment in force from date of promulgation
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12. Articles 2 and 5 amended per 5 July 2002 Public Announcement No. (91)-Taiwan-Stock-Secretariar-016030 of the Taiwan Stock Exchange Corporation
Approved for recordation per 2 July 2002 Letter No. Taiwan-Finance-Securities-III-0910136744 of the Securities and Futures Commission, Ministry of Finance
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11. Article 2 amended and promulgated on 28 December 2001 per Public Announcement No. (90)-Taiwan-Securities-Exchange 034130 of the Taiwan Securities and Exchange Corporation; amendment in force from date of promulgation
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10. Article 5 amended and promulgated on 8 January 2001 per Public Announcement No. (90)-Taiwan-Securities-Exchange 037578 of the Taiwan Securities and Exchange Corporation; amendment in force from 15 January 2001
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9. Article 6 amended and promulgated on 7 October 2000 per Public Announcement No. (89)-Taiwan-Securities-Exchange 029027 of the Taiwan Securities and Exchange Corporation; amendment in force from date of promulgation
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8. Articles 2, 3, and 5 amended and promulgated on 30 August 2000 per Public Announcement No. (89)-Taiwan-Securities-Exchange 024990 of the Taiwan Securities and Exchange Corporation; amendment in force from 4 September 2000
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7. Article 2, Paragraph 2 amended and promulgated on 18 September 1998 per Public Announcement No. (87)-Taiwan-Securities-Exchange 30979 of the Taiwan Securities and Exchange Corporation
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6. Article 2, Paragraph 2 amended and promulgated on 22 June 1998 per Public Announcement No. (87)-Taiwan-Securities-Exchange 18381 of the Taiwan Securities and Exchange Corporation
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5. Article 2 amended and promulgated on 30 March 1998 per Public Announcement No. (87)-Taiwan-Securities-Exchange 08191 of the Taiwan Securities and Exchange Corporation
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4. Articles 2, 3, and 5 amended and promulgated on 9 October 1997 per Public Announcement No. (86)-Taiwan-Securities-Exchange 32266 of the Taiwan Securities and Exchange Corporation
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3. Amended and promulgated on 24 January 1995 per Public Announcement No. (84)-Taiwan-Securities-Exchange 01338 of the Taiwan Securities and Exchange Corporation; amendment in force from 4 February 1995
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2. Article 3 amended and promulgated on 4 May 1994 per Public Announcement No. (84)-Taiwan-Securities-Exchange 07824 of the Taiwan Securities and Exchange Corporation
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1. Promulgated on 21 November 1990 per Letter No. (79)-Taiwan-Securities-Exchange 14634 of the Taiwan Securities and Exchange Corporation
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