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Article NO. Content

Title：

Taiwan Stock Exchange Corporation Guidelines for Reporting by Securities Brokers of Brokerage Sale of Securities Not Owned by the Principal  CH

Amended Date： 2015.01.22 
Categories： Securities Exchange Market > Trading > Securities Transaction
Article Content Content Search Article No. Search Legal Basis Legislative History Chinese
3     The broker shall retain the aforesaid brokerage order form along with the settlement documents for its files.