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Article NO. Content


Taiwan Stock Exchange Corporation Guidelines for Reporting by Securities Brokers of Brokerage Sale of Securities Not Owned by the Principal  CH

Amended Date: 2015.01.22 
Categories: Securities Exchange Market > Trading > Securities Transaction
4     When the securities broker does not report the consignment within the specified time period or the report is in error, the matter may be handled in accordance with the provisions of the Operating Rules of the Taiwan Stock Exchange Corporation.