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Article NO. Content


Taiwan Stock Exchange Corporation Rules Governing Review of Call (Put) Warrant Listings  CH

Amended Date: 2021.06.11 
Categories: Primary Market > Review
Article 26     Where the TWSE issues a letter to an issuer requiring attention and rectification, imposes a breach penalty on an issuer, restrains an issuer from applying for issuing warrants for a prescribed period of time, or suspends issuance, the TWSE shall submit a copy to the competent authority. An issuer subject to suspension may not resume its issuance until it completes rectification and obtains the written approval of the TWSE with a copy submitted to the competent authority.
    Where an issuer is subject to a suspension by the TWSE of issuance under a circumstance in Article 8, paragraph 1, the suspension period must have expired, and the TWSE must have notified the issuer in writing of its approval, with a copy to the competent authority, if the circumstance concerned has been specifically rectified, before issuance may resume. The rectification is subject to approval of the competent authority if the disposition is imposed by the competent authority.