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Article NO. Content


Operating Rules of the Taiwan Stock Exchange Corporation  CH

Amended Date: 2021.05.11 (Articles 50-3 amended,English version coming soon)
Current English version amended on 2021.01.29 
Categories: Basic Laws and Regulations
Article 112     A securities broker may not refuse to perform its obligations for settlement on grounds of the following matters:
  1. Default by the principal.
  2. Delayed settlement by the principal.
  3. Failure by the authorized discretionary trader for a discretionary investment account to perform on time obligations arising from a trade exceeding the scope of the discretionary trader's authorization.
  4. A shortfall in refinancing for a margin purchase or short sale.