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Article NO. Content

Title:

Operating Rules of the Taiwan Stock Exchange Corporation  CH

Amended Date: 2021.05.11 (Articles 50-3 amended,English version coming soon)
Current English version amended on 2021.01.29 
Categories: Basic Laws and Regulations
Article 46-1     On the date when the issuing company of the underlying securities represented by a call (put) warrant commences to distribute dividends or bonuses, increase capitalization, or where the strike price or point has to be adjusted as it meets the criteria for resetting, or upon distribution of dividends on an underlying ETF or handling of other related matters by a SITE or FTE, or upon distribution of dividends on an underlying offshore ETF or handling of other related matters by an offshore fund institution, such issuer or enterprise shall, by the deadline prescribed by the TWSE, enter the information listed below into the Internet information reporting system designated by the TWSE; if the issuing company of the underlying securities commences to duly carry out a capital reduction, stock split, or reverse stock split, the warrant issuer shall, by the deadline prescribed by the TWSE, shall enter the information listed below into the Internet information reporting system designated by the TWSE, and shall additionally deliver the downloaded material to the TWSE:
  1. Name of the call (put) warrant.
  2. Date of maturity for call (put) warrant.
  3. Adjustments and changes to the strike price or point, exercise ratio, and other related matters in the call (put) warrant.
  4. Effective date.
  5. Other relevant information required by the TWSE.

Interpretation: