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Article NO. Content
Title:
Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers
CH
Amended Date:
2017.11.22
Categories:
Market Supervision > Regulation of Securities Firms
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Chinese
Article 8
Research reports shall be timely renewed and use may be resumed only after carrying out the procedures in Article 7.
Interpretation:
臺證輔字第 1110501439 號
臺證輔字第 1050022471 號
Relevant Laws:
Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers § 7 (2017.11.22)