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Article NO. Content

Title：

Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers  CH

Amended Date： 2017.11.22 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 9     When making oral recommendations to customers, securities firm personnel shall have a full understanding of relevant research reports.

Interpretation：