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Article NO. Content

Title：

Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms  CH

Amended Date： 2026.11.11 (Articles 6, 7, 8, 18, 22, 22-1, 41, 44 amended,English version coming soon)
Current English version amended on 2016.04.12 
Article Content Chapter Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 49     A securities broker sub-underwriting securities on behalf of an underwriter, shall prepare a record of the names of subscribers and the amount of securities subscribed to by each, and submit said record to the underwriter.