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Article NO. Content


Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms  CH

Amended Date: 2023.11.30 (Articles 4-1, 22-1, 30, 40, 43, 43-1, 44, 54, 73 amended,English version coming soon)
Current English version amended on 2016.04.12 
Article 79     For underwriting cases involving the issue of call (put) warrants entirely by negotiated sale, and for underwriting cases involving negotiated sales conducted in accordance with Article 31, distribution shall be undertaken as prescribed by the Operating Rules for the TDCC.
    In an underwriting case involving real estate asset trust beneficial interest securities, a secondary distribution of beneficial interest securities by a trustee institution, or a secondary distribution of asset-backed securities by a special-purpose company, the distribution of securities shall be governed by the mutatis mutandis application of the preceding paragraph.