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Article NO. Content

Title：

Corporate Governance Best-Practice Principles for Securities Firms  CH

Amended Date： 2023.02.08 (Articles 3-2, 3-3, 3-4, 10-1, 18, 24, 27, 28-4, 37, 37-2, 37-3, 40, 51, 62, 63 amended,English version coming soon)
Current English version amended on 2021.05.04 
Categories： Corporate Governance
Article Content Chapter Content Search Article No. Search Amended Article Legislative History Chinese
Article 2     When setting up the corporate governance system, in addition to complying with laws, regulations, and articles of incorporation, a securities firm shall also follow the following principles:
  1. protect shareholders' rights and interests;
  2. strengthen the powers of the board of directors;
  3. fulfill the function of supervisors;
  4. respect investors' and stakeholders' rights and interests; and
  5. enhance information transparency.