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Article NO. Content


Rules Governing the Particulars to be Recorded in the Contract for Recommendations by Securities Firms to Customers for Securities Trading  CH

Amended Date: 2016.05.26 
Categories: Market Supervision > Regulation of Securities Firms
1     These Rules are established pursuant to Article 2, Paragraph 4 of theOperational Regulations GoverningSecurities Firms Recommending Trades in Securities to Customers.