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Article 35
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When a securities firm engages in the trading of financial derivatives related to Taiwan equities with counterparties, the scope of eligible linked underlying assets shall be limited to the following:
- TWSE listed or TPEx listed stocks eligible to be the underlying in the issuance of TWSE listed or TPEx listed call (or put) warrants, or eligible for margin purchase or short sale transactions, provided that if the trading counterparty is an ordinary customer, the scope of eligible linked underlying assets shall be limited to TWSE listed or TPEx listed stocks eligible to be the underlying in the issuance of TWSE listed or TPEx listed call (or put) warrants.
- Exchange traded funds (ETFs) or offshore ETFs.
- Taiwan depositary receipts (TDRs).
- Stock indexes published by the TWSE or the TPEx.
- Convertible (or exchangeable) corporate bonds that have been listed on the TWSE or TPEx for no less than 5 trading days.
- Publicly offered beneficial certificates of securities investment trust funds.
- Futures or options contracts of the Taiwan Futures Exchange Corporation.
- Combinations of the foregoing eligible linked underlyings.
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