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Article NO. Content

Title：

Regulations Governing Borrowing or Lending Money in Connection with Securities Business by Securities Firms  CH

Amended Date： 2024.08.19 
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 12 Collateral that a securities firm obtains in conducting securities business money lending and for which a customer has issued a collateral transfer agreement may not be transferred to any other purposes except for the purposes listed below, and shall be deposited in central custody:<br/>1. As collateral for securities borrowing through the securities lending system of the TWSE.<br/>2. As collateral for securities borrowing or refinancing through a securities finance enterprise.

Interpretation：