• Font Size:
  • S
  • M
  • L

Article NO. Content


Operating Rules for Securities Business Money Lending by Securities Firms  CH

Amended Date: 2022.01.07 (Articles 20 amended,English version coming soon)
Current English version amended on 2021.04.01 
Categories: Securities Exchange Market > Borrowing of Money
29     Where a customer posts TWSE or TPEx securities or TPEx traded beneficial certificates of open-end funds as collateral and additional collateral securities, on the business day preceding book closure of or suspension of interest payment on the issuer's securities, a securities firm shall prepare a customer-by-customer list of the collateral and additional collateral securities or other commodities provided by each customer and send it to the TDCC according to TDCC requirements.
    Where a customer posts central book-entry bonds as collateral and additional collateral securities, the securities firm may collect any interest payment on behalf of the customer through the central government securities settlement bank and shall, before the next business day of the interest payment date, transfer the interest to the customer after deducting the tax withheld on the customer's behalf, according to the agreement between the parties.