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Article NO. Content

Title:

Operating Rules for Securities Business Money Lending by Securities Firms  CH

Amended Date: 2024.09.05 (Articles 2, 7, 12, 13, 14-1, 14-2, 14-3, 14-4, 15, 16, 19-1, 21-1, 23, 25, 27, 34, 36 amended,English version coming soon)
Current English version amended on 2023.07.06 
Categories: Securities Exchange Market > Borrowing of Money
34     In securities business money lending conducted by a securities firm, with respect to customers posting collateral in the form of securities being purchased by the customers, if the amount of financing made available to customers on any single business day exceeds 50 percent of the securities firm's NAV or reaches NT$1 billion, or if the outstanding balance of financing to customers exceeds 100 percent of the securities firm's NAVh, the securities firm shall file the relevant financing data with the TWSE on the same day.