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Article NO. Content


Operation Directions for Electronic Certificate Delivery by Securities Firms and Futures Commission Merchants  CH

Amended Date: 2022.09.06 (Articles 2, 5 amended,English version coming soon)
Current English version amended on 2017.08.29 
Categories: Information Operations
1     Where a securities firm or futures commission merchant acting as a certificate registration authority processes an investor's or trader's initial application for a certificate shall effectively verify the applicant's identity and retain relevant records.
    The above-mentioned application may be made in person or electronically.