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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Operation Guidelines Governing Liquidity Providers of Beneficial Certificates  CH

Amended Date: 2018.12.24 
Categories: Securities Exchange Market > Trading > Beneficial Certificates
7     If a SITE or a futures trust enterprise shall, by 3 p.m. on the day 3 days before the effective date of the liquidity contract, submit to the TWSE by letter for approval the certificates and documents and competency checklist proving the qualifications specified in Point III of these Operation Guidelines; in the case of termination of a liquidity provider, notification shall be made by letter to the TWSE by 3 p.m. on the day 3 days before the termination day of the contract. An offshore fund institution may engage a general agent to report by letter to the TWSE.