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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Operation Guidelines Governing Liquidity Providers of Beneficial Certificates  CH

Amended Date: 2018.12.24 
Categories: Securities Exchange Market > Trading > Beneficial Certificates
9     If any of the following circumstances applies to the liquidity provider, the TWSE may cancel its qualification as a liquidity provider, or may, depending on the severity of circumstance, temporarily suspend the preferential treatment as mentioned in Point VII of these Operation Guidelines.
  1. Violation of relevant regulations prescribed by the competent authority or the TWSE.
  2. Termination of the liquidity contract with a SITE, a futures trust enterprise, or an offshore fund institution.

Interpretation: