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Article NO. Content

Title:

Taiwan Stock Exchange Corporation ("TWSE") Procedures for Inquiries Regarding Account Opening and Trading Data of Employees of Securities Investment Trust Enterprises and Their Spouses and Minor Children  CH

Amended Date: 2021.07.12 (Articles 2, 3, 4 amended,English version coming soon)
Current English version amended on 2020.06.10 
Categories: Securities Exchange Market > Trading > Securities Transaction
2     If the Client grants the SITE/SICE general authorization to make an inquiry to the TWSE on behalf of the Client for multiple times within a certain period about its personal information such as account opening and trading data, the SITE/SICE shall have the power of attorney notarized or authenticated by a notary public. The above-mentioned certain period is determined by the Client and the Trustee, the SITE/SICE, and not limited to the employment period of the employee of the Trustee.
    If the Client grants the SITE/SICE a one-time authorization to make an inquiry to the TWSE on behalf of the Client about its personal information such as account opening and trading data, the SITE/SICE shall appoint internal auditing personnel or legal compliance personnel to verify the identity of the Client, including its employees, spouse and minors, and the fact of the commission.
    If the Client is a minor child of a Trustee employee and the parents of the child cannot represent him jointly, the Client shall provide an independent representation agreement or sufficient proof of one of the parent's or another person’s custody.
    Unless the commission is terminated by the Client and the Trustee, or the term of commission is reduced, and the TWSE is notified accordingly, disputes between the parties and either party's claims against the TWSE are invalid against the TWSE.