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Article NO. Content

Title:

Taiwan Stock Exchange Corporation ("TWSE") Procedures for Inquiries Regarding Account Opening and Trading Data of Employees of Securities Investment Trust Enterprises and Their Spouses and Minor Children  CH

Amended Date: 2021.07.12 (Articles 2, 3, 4 amended,English version coming soon)
Current English version amended on 2020.06.10 
Categories: Securities Exchange Market > Trading > Securities Transaction
3     When delivering the Client’s power of attorney (including an employee, the spouse, and a minor child of the Client) to a notary public for notarization or authentication, or appointing an internal auditing personnel or legal compliance personnel to verify the Client's power of attorney (including an employee, the spouse, and a minor child of the Client), the SITE/SICE shall inspect the original of his/her identity card; where the Client is a minor, a person subject to an order of the commencement of guardianship, overseas compatriot, foreign national, or Mainland Chinese national, the SITE/SICE shall inspect the following identification:
  1. Minor: an original copy of the identity card of the legal representative or guardian, and an original copy of either the identity card or household registry of the minor;
  2. A person subject to an order of the commencement of guardianship: an original copy of the identity card of the guardian, an original copy of the identification of the person subject to said order, and an original copy of relevant sufficient proof of the guardian being the guardian of said person;
  3. Overseas compatriot: an original copy of its Overseas Compatriot Identity Certificate or an original copy of the identification issued by an overseas mission;
  4. Foreign national: an original copy of either its passport or its Alien Resident Certificate;
  5. Mainland Chinese national: an original copy of its Exit & Entry Permit for Mainland Chinese Nationals; and
    Where the Client has changed its last name, first name, or whole name, an original copy of the household registry recording the change or the certificate of name change record shall be submitted for identity verification.