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Article NO. Content

Title:

Guidelines for the Commission Agency Services of Securities Firms for Investment in the Money Market of Settlement Money Payable to Clients from Securities Transactions Undertaken on Behalf of Clients  CH

Amended Date: 2015.03.31 
Categories: Market Supervision > Regulation of Securities Firms
Article 1     These Guidelines are established pursuant to the requirements under the Financial Supervisory Commission ("Competent Authority") order no. Financial-Supervisory-Securities-Zi-10300522232 dated January 21, 2015.