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Article NO. Content


Guidelines for the Commission Agency Services of Securities Firms for Investment in the Money Market of Settlement Money Payable to Clients from Securities Transactions Undertaken on Behalf of Clients  CH

Amended Date: 2015.03.31 
Categories: Market Supervision > Regulation of Securities Firms
Article 14     In the event of a change to the name, R.O.C. I.D. Number, Uniform Business Number, Profit-Seeking Enterprise Registration Number, address or mailing information of the client or its agent or representative as stated by the client in the Agremeent for Money Market Fund Investment Services of Securities Firms, the client shall notify the securities firm of the change in an appropriate manner.