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Article NO. Content


Guidelines for the Commission Agency Services of Securities Firms for Investment in the Money Market of Settlement Money Payable to Clients from Securities Transactions Undertaken on Behalf of Clients  CH

Amended Date: 2015.03.31 
Categories: Market Supervision > Regulation of Securities Firms
Article 7     The securities firm shall not submit an application to the TWSE for resumption of the Services unless its self-owned capital adequacy ratio as reported has exceeded 150% for three consecutive months and shall not resume the Services until the Competent Authority has approved its application forwarded from the TWSE.
    The provisions of Article 5, paragraph 3 shall apply mutatis mutandis to the securities firm which has obtained approval for resumption and reported the commencement of the Services.