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Article NO. Content


Guidelines for the Commission Agency Services of Securities Firms for Investment in the Money Market of Settlement Money Payable to Clients from Securities Transactions Undertaken on Behalf of Clients  CH

Amended Date: 2015.03.31 
Categories: Market Supervision > Regulation of Securities Firms
Article 8     When providing the Services, the securities firm shall utilize the funds in the underlying investment, as agreed, in the name of the "XX Securities Firm Money Market Fund Investment Account" if the settlement money payable to the client has reached the threshold amount for utilization agreed with the client.
    The securities firm may utilize the above funds only in the domestic money market that adopts the New Taiwan Dollar.