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4
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Chapter 4 Stewardship Principles
Principle 1 Establish and disclose stewardship policies
Principle 2 Establish and disclose policies on managing conflicts of interest
Principle 3 Regularly monitor investee companies
Principle 4 Maintain an appropriate dialogue and interaction with investee companies
Principle 5 Establish and disclose clear voting policies and voting results
Principle 6 Periodically disclose the status of fulfilment of stewardship responsibilities
Principle 7: Service providers shall provide services that can assist institutional investors in fulfilling their stewardship responsibilities
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