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Article NO. Content


Taipei Exchange Rules Governing the Operation by Securities Firms of the Business of Proprietary Trading of Security Tokens  CH

Amended Date: 2023.03.02 (Articles 4, 41 amended,English version coming soon)
Current English version amended on 2022.02.10 
Article 20     The securities firm shall carry out to the full its responsibility to make a reasonable investigation of the qualifications required of a professional investor, and shall obtain reasonable and reliable supporting evidence from the investor.
    The securities firm's method for evaluation of whether a professional investor possesses adequate professional knowledge and trading experience with respect to financial products shall be included in its know-your-customer procedures and submitted for adoption by the board of directors.