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Article 3
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Terms used in these Rules are defined as follows:
- The competent authority: means the Financial Supervisory Commission.
- Issuer: means a company limited by shares organized under the Company Act of the Republic of China (Taiwan), excluding any TWSE listed, TPEx listed, and emerging stock companies.
- Trading platform: means the information platform set up by a securities firm for purposes of operating the business of proprietary trading of security tokens.
- Information disclosure section: means the information system set up by a securities firm for use in disclosing information related to issuers, including an issuer's basic information, annual financial reports, fundraising plan, status of utilization of funds, and material information, for convenient query and reference by investors.
- Professional investor: means a professional investor meeting the conditions set out in Article 3, paragraph 3 of the Regulations Governing Offshore Structured Products.
- Business day: means a trading day for purposes of the operation by securities firms of the business of proprietary trading of security tokens.
- Overseas Chinese and foreign nationals: means those meeting the definitions set out in Article 3 of the Regulations Governing Investment in Securities by Overseas Chinese and Foreign Nationals.
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