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Article NO. Content


Taipei Exchange Rules Governing the Operation by Securities Firms of the Business of Proprietary Trading of Security Tokens  CH

Amended Date: 2023.03.02 (Articles 4, 41 amended,English version coming soon)
Current English version amended on 2022.02.10 
Article 35     During a fundraising period, the issuer may not externally make any statement or issue financial or business forecast information.
    If an issuer, during a fundraising period, violates the preceding paragraph or undergoes any material event that could affect its ability to continue operation, or for any other cause that the TPEx deems necessary, the securities firm shall immediately suspend its fundraising on the trading platform.
    Under the circumstances in the preceding paragraph, any subscriptions by investors who have expressed intent to subscribe shall become invalid. If the payment for a subscription has already been made, the securities firm shall make an advance disbursement of the processing fees for the refund and then carry out the refund procedures.