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Article NO. Content


Taipei Exchange Rules Governing the Operation by Securities Firms of the Business of Proprietary Trading of Security Tokens  CH

Amended Date: 2023.03.02 (Articles 4, 41 amended,English version coming soon)
Current English version amended on 2022.02.10 
Article 59     If any employee of a securities firm has materially violated these Rules or other relevant requirements, the TPEx may directly notify the securities firm to give a warning to the employee, or suspend the employee's execution of business for a period of from 1 month to 6 months, depending on the seriousness of the violation.