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Article NO. Content

Title：

Taipei Exchange Rules Governing the Operation by Securities Firms of the Business of Proprietary Trading of Security Tokens  CH

Amended Date： 2023.03.02 (Articles 4, 41 amended,English version coming soon)
Current English version amended on 2022.02.10 
Article Content Chapter Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 59     If any employee of a securities firm has materially violated these Rules or other relevant requirements, the TPEx may directly notify the securities firm to give a warning to the employee, or suspend the employee's execution of business for a period of from 1 month to 6 months, depending on the seriousness of the violation.