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Article NO. Content

Title:

Guidelines for the Work-From-Home Application by Securities Firms in Response to COVID-19  CH

Amended Date: 2023.10.03 (Articles 1, 2, 3 amended,English version coming soon)
Current English version amended on 2021.05.25 
Categories: Market Supervision > Regulation of Securities Firms
1     Conditions for securities firms to initiate a work-from-home program
    A securities firm shall first seek other places of business (including outside backup places of business) to work in unless:
  1. the Central Epidemic Command Center declares a major epidemic (e.g., community-acquired infections)
  2. any employee of the place of business becomes a confirmed case
  3. any major business personnel and agent of the place of business must undergo home isolation, home quarantine, or self-health monitoring

Interpretation: