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Article NO. Content

Title:

Guidelines for the Work-From-Home Application by Securities Firms in Response to Severe Communicable Diseases  CH

Amended Date: 2023.10.03 
Categories: Market Supervision > Regulation of Securities Firms
1 I Conditions for securities firms to initiate a work-from-home program
    For purposes of these Guidelines, "severe communicable diseases" refer to the notifiable diseases defined by theTaiwan Centers for Disease Control, Ministry of Health and Welfare (such as COVID-19) or special infectious diseases which the Executive Yuan determines trigger on an emergency basis control andmanagement measures.
    A securities firm shall first seek other places of business (including outside backup places of business) to work in unless:
  1. the Central Epidemic Command Center declares a major epidemic (e.g., community-acquired infections)in concert with the Executive Yuan (Ministry of Health and Welfare)
  2. any employee of the place of businessbecomes a confirmed case
  3. any major business personnel and agent of the place of business must undergo home isolation, home quarantine, or self-health monitoring, or be subject to other control and management measures adopted by the competent authority

Interpretation: