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These Procedures are established for the handling of inquiries made by a company or firm such as banking enterprise, securities and futures enterprise, insurance enterprise, and accounting firm (the “Trustee”) on behalf of its employees and their spouses and minor children (hereunder collectively referred to as the “Client”) in accordance with the internal control system, self-regulatory rules or code of professional ethics with the Taiwan Stock Exchange Corporation (the “TWSE”) about matters pertaining to the Clients’ personal information such as account opening and trading data.
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