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Laws

Title:

Operating Rules for Securities Business Money Lending by Securities Firms  CH

Announced Date: 2006.07.26
Amended Date: 2019.09.06 
Categories: Securities Exchange Market > Borrowing of Money
Content Article In Change23. Article 30 amended per 6 September 2019 Letter No. Taiwan-Stock-Trading-1080016040 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved per 3 September 2019 Letter No. Financial-Supervisory-Securities-Trading-1080325929 of the Financial Supervisory Commission
Content Article In Change 22. Articles 9 and 33 amended per 12 February 2019 Letter No. Taiwan-Stock-Trading-1080002009 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved per 31 January 2019 Letter No. Financial-Supervisory-Securities-Trading-1070347884 of the Financial Supervisory Commission
Content Article In Change 21. Article 27 amended per 28 March 2017 Letter No. Taiwan-Stock-Trading-1060004998 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved per 23 March 2017 Letter No. Financial-Supervisory-Securities-Trading-1060006894 of the Financial Supervisory Commission
Content Article In Change 20. Articles 2 and 16 amended per 8 March 2016 Letter No. Taiwan-Stock-Trading-1050002539 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved per 16 February 2016 Letter No. Financial-Supervisory-Securities-SITC-1040051559 of the Financial Supervisory Commission
19. Articles 2, 7, 13, 15~27, 29, 31 and 33 amended, and Article 32 deleted, per 23 November 2015 Letter No. Taiwan-Stock-Trading-1040023750 of the Taiwan Stock Exchange Corporation; for implementation from 30 November 2015
Approved per 19 November 2015 Letter No. Financial-Supervisory-Securities-Firms-1040041994 of the Financial Supervisory Commission
18. Article 9 amended per 23 June 2015 Letter No. Taiwan-Stock -Firms-1040502321 of the Taiwan Stock Exchange Corporation; For immediate implementation
per 26 June 2015 Public Announcement No. Securities-GTSM-Trading-10400159191 of the Taipei Exchange; For immediate implementation
Approved per 12 June 2015 Letter No. Financial-Supervisory-Securities-1040016339 of the Financial Supervisory Commission
17. Articles 13 and 23 amended per 2 April 2015 Letter No. Taiwan-Stock-Trading-1040005841 of the Taiwan Stock Exchange Corporation; for implementation
per 10 April 2015 Public Announcement No. Securities-GTSM-Trading-10400080401 of the Taipei Exchange and
Approved per March 31 2015 Letter No. Financial-Supervisory-Securities-Trading-1040007034 of the Financial Supervisory Commission
16. Articles 5、13、16、18、19、23、25 and 32 amended per 24 March 2015 Letter No. Taiwan-Stock-Trading-1040201812 of the Taiwan Stock Exchange Corporation; for implementation
Approved per 5 March 2015 Letter No. Financial-Supervisory-Securities-Firms-1040000025 of the Financial Supervisory Commission
Content Article In Change 15. Article 27 amended per 28 November 2014 Letter No. Taiwan-Stock-Trading-1030024602 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 24 November 2014 Letter No. Financial-Supervisory-Securities-Firms-1030043742 of the Financial Supervisory Commission
Content Article In Change 14. Article 9-1 added per 12 March 2013 Public Announcement No. Taiwan-Stock-Trading-1020201579 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 4 March 2013 Letter No. Financial-Supervisory-Securities-SITC-1020004566 of the Financial Supervisory Commission
Content Article In Change 13. Article 29 amended per 21 November 2012 Public Announcement No. Taiwan-Stock-Trading-1010208186 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 6 November 2012 Letter No. Financial-Supervisory-Securities-Firms-1010042445 of the Financial Supervisory Commission
Content Article In Change 12. Articles 27 and 28 amended per 25 October 2012 Public Announcement No. Taiwan-Stock-Trading-1010023912 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 19 October 2012 Letter No. Financial-Supervisory-Securities-Firms-1010044945 of the Financial Supervisory Commission
Content Article In Change 11. Article 13 amended per 17 October 2011 Public Announcement No. Taiwan-Stock-Trading-1000032577 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 5 October 2011 Letter No. Financial-Supervisory-Securities-Firms-1000040784 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 10. Article 13 amender per 28 June 1011 Public Announcement No. Taiwan-Stock-Trading-1000020383 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 24 June 2011 Letter No. Securities-Futures-(Firms)-1000028525 of the Securities and Futures Bureau, Financial Supervisory Commission, Executive Yuan
Content Article In Change 9. Articles 13, 18, and 23 to 25 amended per 12 January 2011 Public Announcement No. Taiwan-Stock-Trading-1000001085 of the Taiwan Stock Exchange Corporation; for implementation from 28 March 2011
Per 23 December 2010 Letter No. Financial-Supervisory-Securities-Trading-0990058167 and 10 January 2011 Letter No. Financial-Supervisory-Securities-Trading-1000000241 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 8. Articles 13 and 19 amended per 7 January 2011 Public Announcement No. Taiwan-Stock-Trading-0990039750 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement, except for Article 13, paragraph 5, to be implemented at a separately announced date in coordination with the amendment of Article 58-3 of the TWSE Operating Rules and Article 57 of the GreTai Securities Market Rules Governing Securities Trading on the GTSM
Per 31 December 2010 Letter No. Financial-Supervisory-Securities-Firms-0990071730 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 7. Article 24 amended per 16 July 2010 Public Announcement No. Taiwan-Stock-Trading-0990204561 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
Per 13 July 2010 Letter No. Financial-Supervisory-Securities-Firms-0990036913 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 6. Articles 16, 18, 19, and 25 amended per 10 August 2009 Public Announcement No. Taiwan-Stock-Trading-0980205071 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 28 July 2009 Letter No. Financial-Supervisory-Securities-Investment-0980033869 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 5. Articles 9 and 11 amended per 28 July 2009 Public Announcement No. Taiwan-Stock-Trading-0980017390 of the Taiwan Stock Exchange Corporation
Per 23 July 2009 Letter No. Financial-Supervisory-Securities-0980034873 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 4. Article 13, paragraph 4 amended per 15 January 2009 Public Announcement No. Taiwan-Stock-Trading-0980000855 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Per 13 January 2009 Letter No. Financial-Supervisory-Securities-II-0970070898 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 3. Article 13 announced and amended 3 September 2008 per Public Announcement No. Taiwan-Stock-Clearing-0970026044 of the Taiwan Stock Exchange Corporation; scheduled for on-line implementation on the first trading day after the 2009 Lunar New Year, with the actual implementation date to be announced separately in coordination with computer system operations modifications.
28 August 2008 per Letter No. Financial-Supervisory-Securities-III-0970042725 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 2. Articles 25 and 32 amended and issued 13 March 2007 per Public Announcement No. Taiwan-Stock-Trading-0960005284 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
7 March 2007 per Letter No. Financial-Supervisory-Securities-II-0960005383 of the Financial Supervisory Commission, Executive Yuan
Content 1. Full text of 36 articles adopted and issued 26 July 2006 per Public Announcement No. Taiwan-Stock-Trading-0950017516 of the Taiwan Stock Exchange Corporation; for immediate implementation
14 July 2006 per Letter No. Financial-Supervisory-Securities-II-0950124660 of the Financial Supervisory Commission, Executive Yuan