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Article NO. Content

Title:

Regulations Governing Investment in Securities by Overseas Compatriots and Foreign Nationals  CH

Amended Date: 2014.02.11 
Article 11 When an overseas compatriots or foreign national carries out the registration referred to in paragraph 1 of the preceding article, the TWSE may reject the application if any of the following situations exists:<br/>1. The registered documents or particulars thereof are found to be fraudulent or untrue.<br/>2. The registered documents are incomplete or have not been fully filled out, and the applicant has failed, upon notification, to provide the missing information within the specified time period.<br/>3. The registrant has committed a major violation of these Regulations or of securities or futures trading laws or regulations.<br/>4. Its registration has been cancelled by the TAIFEX pursuant to futures trading laws or regulations.<br/>After an overseas compatriots or foreign national has registered, the TWSE may cancel the registration if any one of the circumstances set forth under the preceding paragraph is discovered.