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Article NO. Content

Title:

Standards Governing the Establishment of Securities Firms  CH

Amended Date: 2025.07.18 (Articles 19, 20, 20-1, 21, 22, 23-1, 24, 24-1, 24-2, 24-3 amended,English version coming soon)
Current English version amended on 2025.05.08 
Article 3 A securities firm shall be established as a company limited by shares. The minimum paid-in capital for a securities firm, according to the type of business which it operates, shall be as follows:<br/>1. A securities underwriter: NT$400 million.<br/>2. A securities dealer: NT$400 million. However, if the securities dealer operates only the following business, the minimum paid-in capital shall be NT$100 million:<br/>A. Operates only the business of proprietary trading of security tokens (virtual currencies that have the nature of securities).<br/>B. Operates only the business of proprietary trading of specific foreign bonds.<br/>2. A securities broker: NT$200 million. However, if the securities broker operates only the following business, the minimum paid-in capital shall be NT$50 million:<br/>A. Operates only equity crowdfunding business.<br/>B. Operates only brokerage business for trading and exchanging beneficial certificates of funds.<br/>The minimum paid-in capital required in the preceding paragraph shall be fully collected by the promoters at the time of incorporation.