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Article In Change | 14. Articles 3 and 9 and Table 3 of Article 12 amended, and Article 38-1 deleted, per 29 March 2021 Order No. Financial-Supervisory-Securities-Corporate-1100335023 of the Financial Supervisory Commission |
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13. Article 9 amended and issued per 12 November 2015 Order No. Financial-Supervisory-Securities-Corporate-1040044352 of the Financial Supervisory Commission
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12. Articles 6, 10 to 12, 13 to 15, 17, 19, 20, and 28, Attachment 2 to Article 12, and Attachments 14 and 20 to Article 21 amended and issued, and Article 12-1 and Attachment 5-1 added, per 24 October 2014 Order No. Financial-Supervisory-Securities-Corporate-1030041675 of the Financial Supervisory Commission
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11. Article 22 amended and issued per 27 August 2013 Order No. Financial-Supervisory-Securities-Corporate-1020029369 of the Financial Supervisory Commission
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10. Articles 4, 6, 8, and 9 and Attachments 1 to 13, 17, 19, and 20 to Articles 12, 14, 22, and 29 amended and issued, and Article 38-1 added, per 17 September 2012 Order No. Financial-Supervisory-Securities-Corporate-1010042947 of the Financial Supervisory Commission
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9. Articles 9, 10, 12, 15, 16, 19, 20, 22, 26, 27, 29, 34, and 35 amended and issued per 11 May 2010 Order No. Financial-Supervisory-Securities-Corporate-0990021191 of the Financial Supervisory Commission, Executive Yuan
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8. Article 9 amended and issued 30 July 2008 per Order No. Financial-Supervisory-Securities-I-09700387001 of the Financial Supervisory Commission, Executive Yuan
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7. Full text of 39 articles amended and issued in full per Order No. Financial-Supervisory-Securities-I-0950001653 of 4 April 2006 of the Financial Supervisory Commission, Executive Yuan; for enforcement from the date of issuance
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6. Articles 4, 9, 11, 12, 14, 20, 22, 27, 29, 35, and 39 amended and promulgated per Order No. Financial-Supervisory-Securities-I-0930005933 of 09 December 2004 of the Financial Supervisory Commission, Executive Yuan; Articles 12, 22, and 29 implemented from 01 January 2005; all other amended articles in these Regulations implemented from the date of promulgation
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5. Thirty-nine articles amended and promulgated in full 31 December 2003 per Order No. Taiwan-Finance-Securities-I-0920160317 of the Securities and Futures Commission, Ministry of Finance; for implementation from the date of promulgation
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4. Articles 3, 5, and 7 through 10 were added and promulgated, pre-amendment Articles 10bis through 36 were amended and renumbered as Articles 11 through 39, pre-amendment Article 38 was renumbered as Article 40, and pre-amendment Article 37 was deleted per Order No. Taiwan-Finance-Securities-(I)-0920001343 of the Securities and Futures Commission, Ministry of Finance; for implementation from the date of promulgation.
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3. Articles 7, 9, 13, 21, 21bis, and 30 were amended and promulgated and Articles 10bis and 27bis, were added and promulgated on 26 December 2001 per Order No. (90)-Taiwan-Finance-Securities-(I)-006745 of the Securities and Futures Commission, Ministry of Finance
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2. Article 21bis was promulgated and Articles 3, 5, 7, 8, 9, 21, 23, 24, 25, 26, 34, and 36 were amended and promulgated on 9 April 2001 per Order No. (90) Taiwan-Finance-Securities-(I)-000845 of the Securities & Futures Commission, Ministry of Finance.
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1. Thirty-eight articles were promulgated and enforced on 4 November 2000 per Order No. (89) Taiwan-Finance-Securities-(I)-04797 of the Securities & Futures Commission, Ministry of Finance.
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