• Font Size：
  • S
  • M
  • L

Laws

Title：

Taiwan Stock Exchange Corporation Standards Governing the Places of Business and Facilities of Securities Firms and Securities Introducing Brokers  CH

Announced Date： 1911.00.00
Amended Date： 2023.07.04 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Subordinate Legislation Amended Article Legislative History Chinese
Content Article In Change30. Point 8 amended with new content, Point 9 added, the original Point 8 renumbered as Point 9 per 4 July 2023 Letter No. Taiwan-Stock-Intermediaries-1120011720 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 30 June 2023 Letter No. Financial-Supervisory-Securities-Firms-1120344991 of the Financial Supervisory Commission
Content Article In Change 29. Point 5 added and the original Points 5 ~ 7 renumbered as Points 6 ~ 8 per 16 April 2019 Letter No. Taiwan-Stock-Intermediaries-1080005808 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 11 April 2019 Letter No. Financial-Supervisory-Securities-Firms-1080307134 of the Financial Supervisory Commission
Content Article In Change 28. Point 6 added and the original Point 6 adjusted as Point 7 per 5 July 2017 Letter No. Taiwan-Stock-Intermediaries-1060012113 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 3 July 2017 Letter No. Financial-Supervisory-Securities-Firms-1060024616 of the Financial Supervisory Commission
Content Article In Change 27. Points 1 to 6 amended per 4 January 2017 Letter No. Taiwan-Stock-Intermediaries-1060500047 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 30 December 2016 Letter No. Financial-Supervisory-Securities-Firms-1050039067 of the Financial Supervisory Commission
Content Article In Change 26. Point 1 amended per 28 March 2016 Letter No. Taiwan-Stock-Intermediaries-1050005275 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 25 March 2016 Letter No. Financial-Supervisory-Securities-Firms-1050008165 of the Financial Supervisory Commission
25. Point 1 amended per 7 September 2015 Letter No. Taiwan-Stock-Intermediaries-1040503574 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 26 May 2015 Letter No. Financial-Supervisory-Securities-Firms-1040014834 of the Financial Supervisory Commission
24. Point 1 amended per 22 January 2015 Letter No. Taiwan-Stock-Intermediaries-1040000897 of the Taiwan Stock Exchange Corporation; for implementation from the date of promulgation
Approved per 14 January 2015 Letter No. Financial-Supervisory-Securities-Firms-1030053379 of the Financial Supervisory Commission
Content Article In Change 23. Point 1 amended per 3 September 2014 Letter No. Taiwan-Stock-Intermediaries-1030018049 of the Taiwan Stock Exchange Corporation; for implementation from 1 April 2015
Per 1 September 2014 Letter No. Financial-Supervisory-Securities-Firms-1030029193 of the Financial Supervisory Commission
Content Article In Change 22. Points 1 and 2 amended per 29 April 2014 Letter No. Taiwan-Stock-Trading-1030202885 of the Taiwan Stock Exchange Corporation; for implementation from 26 May 2014
Per 28 March 2014 Letter No. Financial-Supervisory-Securities-Firms-1030007752 of the Financial Supervisory Commission
Content Article In Change 21. Name and full text of 7 points amended and issued per 10 June 2013 Public Announcement No. Taiwan-Stock-Trading-10202038431 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement (Original name: Taiwan Stock Exchange Corporation Standards Governing Securities Firm Sites and Facilities)
Per 9 April 2013 Letter No. Financial-Supervisory-Securities-Firms-1020004540 of the Financial Supervisory Commission
Content Article In Change 20. Point 1 amended and issued per 3 March 2012 Public Announcement No. Taiwan-Stock-Trading-1010201255 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
Per 24 February 2012 Letter No. Financial-Supervisory-Securities-Firms-1000064121 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 19. Points 1 and 3 amended and issued per 9 September 2011 Public Announcement No. Taiwan-Stock-Trading-1000206094 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 4 May 2011 Letter No. Financial-Supervisory-Securities-Firms-1000015373 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 18. Point 1 amended per 11 December 2009 Public Announcement No. Taiwan-Stock-Trading-0980208173 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 16 November 2009 Letter No. Financial-Supervisory-Securities-Firms-0980058721 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 17. Points 1 and 2 amended per 5 June 2008 Public Announcement No. Taiwan-Stock-Trading-0970014067 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 29 May 2008 Letter No. Financial-Supervisory-Securities-II-0970025048 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 16. Points 1 and 4 amended and issued per 18 March 2008 Public Announcement No. Taiwan-Stock-Trading-0970201185 of the Taiwan Stock Exchange Corporation, for immediate implementation
Per 17 October 2007 Letter No. Financial-Supervisory-Securities-II-0960051409, and 13 March 2008 Letter No. Financial-Supervisory-Securities-II-0970006388 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 15. Points 1 and 4 amended and issued 7 per June 2007 Public Announcement No. Taiwan-Stock-Trading-0960202489 of the Taiwan Stock Exchange Corporation, for immediate implementation
Per 31 May 2007 Letter No. Financial-Supervisory-Securities-II-0960017799 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 14. Point 1 amended and issued on 11 May 2005 per Public Announcement No. Taiwan-Stock-Trading-0940012383 of the Taiwan Stock Exchange Corporation, for implementation from date of issuance
Approved for recordation 9 May 2005 per Letter No. Financial-Supervisory-Securities-II-09401123045 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 13. Point 1 amended and issued on 21 March 2005 per Public Announcement No. Taiwan-Stock-Trading-0940006497 of the Taiwan Stock Exchange Corporation, for implementation from date of issuance
Approved for recordation 11 March 2005 per Letter No. Financial-Supervisory-Securities-II-0940001141 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 12. Points 3 amended and promulgated on 11 March 2004 by the Taiwan Stock Exchange Corporation through Announcement (91) Taiwan-Stock-Exchange No. 0930004988
11. Point 1 amended per Public Announcement No. (91) Taiwan-Stock-Secretariat-016030 of the Taiwan Stock Exchange Corporation
Approved and recorded per 2 July 2002 Letter No. Taiwan-Finance-Securities-III-0910136744 of the Securities and Futures Commission, Ministry of Finance
Content Article In Change 10. Points 3-5 amended and promulgated on 15 March 2002 by the Taiwan Stock Exchange Corporation through Announcement (91) Taiwan-Stock-Exchange No. 005600, for implementation from date of promulgation
Content Article In Change 9. Point 1 amended promulgated on 9 January 2002 by the Taiwan Stock Exchange Corporation through Announcement (91) Taiwan-Securities-Exchange No. 034862
8. Point 1 amended promulgated on 11 August 2000 by the Taiwan Stock Exchange Corporation through Announcement (89) Taiwan-Securities-Exchange No. 201030
7. Amendments promulgated on 3 March 1999 by the Taiwan Stock Exchange Corporation through Announcement (88) Taiwan-Securities-Exchange No. 05372
6. Amendments promulgated on 2 February 1999 by the Taiwan Stock Exchange Corporation through Announcement (88) Taiwan-Securities-Exchange No. 02215
5. Amendments promulgated on 23 January 1997 by the Taiwan Stock Exchange Corporation through Announcement (86) Taiwan-Securities-Exchange No. 01503
4. Amendments promulgated on 8 April 1996 by the Taiwan Stock Exchange Corporation through Letter (85) Taiwan-Securities-Exchange No. 05070
3. Amendments promulgated on 9 May 1995 by the Taiwan Stock Exchange Corporation through Announcement (84) Taiwan-Securities-Exchange No. 22378
2. Amendments promulgated on 25 May 1992 by the Taiwan Stock Exchange Corporation through Announcement (81) Taiwan-Securities-Exchange No. 10113