• Font Size:
  • S
  • M
  • L

Amended Article

Title:

Taiwan Stock Exchange Corporation Standards Governing the Places of Business and Facilities of Securities Firms and Securities Introducing Brokers  CH

Amended Date: 2023.07.04 
Categories: Market Supervision > Regulation of Securities Firms
8     The standards governing the premises and installation of equipment for the provision of digital services by a securities firm are governed by the Operational Guidelines for the Provision of Digital Services by Securities Firms.
9     In the event that the competent building administration authorities of the county or city declare the place of business of a securities firm to be an unsafe structure or to be in violation of relevant codes and issue an order to discontinue use of the venue, or in the event the securities firm fails to effect improvement or undertake necessary measures following an order to effect improvement within a specified time period, the TWSE may handle the matter in accordance with Article 5 of the "Taiwan Stock Exchange Corporation Contract for Use of the Centralized Securities Exchange Market."
Info