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Laws

Title:

Operation Directions for Applications by Overseas Chinese, Foreign Nationals, and Mainland Area Investors for Registration to Invest in Domestic Securities or Trade Domestic Futures  CH

Announced Date: 2003.10.02
Amended Date: 2019.12.18 (Articles 1, 2, 3, 5 amended,English version coming soon)
Current English version amended on 2019.02.12 
Categories: Securities Exchange Market > Trading > Securities Transaction
Content Article In Change29. Articles 1~3 and 5 amended per 2 February 2019 Letter No. Taiwan-Stock-Trading-1080002009 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 19 February 2019 Letter No. Taiwan-Futures-Trading-10800003920 of the Taiwan Futures Exchange Corporation
Per 31 January 2019 Letter No. Financial-Supervisory-Securities-Firms-1070347884 of the Financial Supervisory Commission
Content Article In Change 28. Forms 1-1-1, 1-1-2 and 1-3-1 to Article 1, and Form 2-1 to Article 2, and Form 3-1 to Article 5 amended per 28 January 2019 Letter No. Taiwan-Stock-Trading-1080200238 of the Taiwan Stock Exchange Corporation; for implementation from 15 April 2017
Per 31 January 2019 Letter No. Taiwan-Futures-Trading-10800003150 of the Taiwan Futures Exchange Corporation
Per 17 December 2018 Letter No. Financial-Supervisory-Securities-Future-(Instruments)-1070336637 of the Securities and Futures Bureau, Financial Supervisory Commission
Content Article In Change 27. Article 3 amended per 8 June 2018 Letter No. Taiwan-Stock-Listing-II-1070010511 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 15 June 2018 Letter No. Taiwan-Futures-Trading-10700020150 of the Taiwan Futures Exchange Corporation
Per 5 June 2018 Letter No. Financial-Supervisory-Securities-Corporate-10703153153 of the Financial Supervisory Commission
Content Article In Change 26. Article 1 and Forms 1-1-1, 1-1-2 and 1-3-1, and Form 2-1 to Article 2, and Form 5-1 to Article 5 amended per 19 September 2017 Letter No. Taiwan-Stock-Trading-1060016140 of the Taiwan Stock Exchange Corporation; for implementation from 25 September 2017
Per 22 September 2017 Letter No. Taiwan-Futures-Trading-10600028880 of the Taiwan Futures Exchange Corporation
Per 25 August 2017 Letter No. Financial-Supervisory-Securities-Firms-1060015949 of the Financial Supervisory Commission
Content Article In Change 25. Article 2 amended per 2 September 2015 Letter No. Taiwan-Stock-Intermediaries-1040017560 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 26 August 2015 Letter No. Financial-Supervisory-Securities-Firms-1040026107 of the Financial Supervisory Commission
24. Article 4 amended per 19 August 2015 Letter No. Taiwan-Stock-Trading-1040016845 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 17 August 2015 Letter No. Financial-Supervisory-Securities-Firms-1040031385 of the Financial Supervisory Commission
Content Article In Change 23. Articles 1 to 3 amended per 28 November 2014 Letter No. Taiwan-Stock-Trading-1030024602 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 4 December 2014 Letter No. Taiwan-Futures-Trading-10300035770 of the Taiwan Futures Exchange Corporation
Per 24 November 2014 Letter No. Financial-Supervisory-Securities-Firms-1030043742 of the Financial Supervisory Commission
22. Articles 1, 3, 4, and 6 amended per 29 August 2014 Letter No. Taiwan-Stock-Trading-1030016879 of the Taiwan Stock Exchange Corporation; for implementation from 29 September 2014
Per 12 September 2014 Letter No. Taiwan-Futures-Trading-10302012970 of the Taiwan Futures Exchange Corporation
Per 15 August 2014 Letter No. Financial-Supervisory-Securities-Firms-1030021872 of the Financial Supervisory Commission
Content Article In Change 21. Points 3 and 4 amended per 5 September 2013 Letter No. Taiwan-Stock-Trading-1020017288 of the Taiwan Stock Exchange Corporation; for implementation from 16 September 2013
  Per 13 September 2013 Public Announcement No. Taiwan-Futures-Trading-10200027290 of the Taiwan Futures Exchange Corporation
  Per 22 August 2013 Letter No. Financial-Supervisory-Securities-Firm-1020028027 of the Financial Supervisory Commission, and per 31 May 2013 Orders Nos. Financial-Supervisory-Securities-Firm-1020014375 and Financial-Supervisory-Securities-Firm-10200143751
Content Article In Change 20. Forms 1-1-1, 1-2, and 1-3-1 of Point 1 amended per 10 July 2013 Letter No. Taiwan-Futures-Trading-1020013439 of the Taiwan Stock Exchange Corporation; for implementation from 22 July 2013
Per 16 July 2013 Public Announcement No Taiwan-Futures-Trading-10200021380 of the Taiwan Futures Exchange Corporation
Per 5 July 2013 Letter No. Financial-Supervisory-Securities-Trading-10200228501 of the Financial Supervisory Commission
Content Article In Change 19. Forms 1-1-1, 1-1-2, and 1-2 of Point 1, Forms 3-1 and 3-3-1 of Point 3, and Form 5-1 of Point 5 amended per 4 February 2013 Public Announcement No. Taiwan-Stock-Trading-1020200861 of the Taiwan Stock Exchange Corporation; for implementation from 1 March 2013
  Per 6 February 2013 Public Announcement No. Taiwan-Futures-Trading-102000003820 of the Taiwan Futures Exchange Corporation
  Per 25 December 2013 Letter No. Financial-Supervisory-Securities-Firms-1010057642 of the Financial Supervisory Commission
Content Article In Change 18. Point 1 amended per 30 August 2012 Public Announcement No. Taiwan-Stock-Trading-1010019619 of the Taiwan Stock Exchange Corporation; for implementation from date of announcement
Per 5 September 2012 Public Announcement No. Taiwan-Futures-Trading-10100030500 of the Taiwan Futures Exchange Corporation
Per 28 August 2012 Letter No. Financial-Supervisory-Securities-Firms-1010037551 of the Financial Supervisory Commission
17. Point 4 amended per 25 April 2012 Public Announcement No. Taiwan-Futures-Trading-10100013480 of the Taiwan Futures Exchange Corporation; for immediate implementation
Per 17 April 2012 Letter No. Financial-Supervisory-Securities-Futures-1010012011 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 16. Point 1 amended per 3 March 2011 Public Announcement No. Taiwan-Stock-Trading-1000005605 of the Taiwan Stock Exchange Corporation; for implementation from date of announcement
Per 9 March 2011 Public Announcement No. Taiwan-Futures-Trading-1000008310 of the Taiwan Futures Exchange Corporation
Per 23 February 2011 Letter No. Financial-Supervisory-Securities-Firms-1000000106 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 15. Point 4 amended per 24 January 2011 Public Announcement No. Taiwan-Futures-Trading-10000002710 of the Taiwan Futures Exchange Corporation; for implementation from date of announcement
Per 13 January 2011 Letter No. Financial-Supervisory-Securities-Futures-0990073253 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 14. Points 1, 3, and 4 amended per 21 April 2010 Public Announcement No. Taiwan-Stock-Trading-0990202495 of the Taiwan Stock Exchange Corporation; for implementation online from 14 May 2010
Amended per 26 April 2010 Public Announcement No. Taiwan-Futures-Trading-09900043900 of the Taiwan Futures Exchange Corporation; for immediate implementation
Per 15 April 2010 Letter No. Financial-Supervisory-Securities-Firms-0990015921 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 13. Point 2 amended per 28 July 2009 Public Announcement No. Taiwan-Stock-Trading-0980017390 of the Taiwan Stock Exchange Corporation; for implementation from date of announcement
Per 23 July 2009 Letter No. Financial-Supervisory-Securities-Firms-0980034873 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 12. Point 3 and Forms 1-1-1, 3-1, and 5-1 of Articles 1, 3, and 5 amended per 23 July 2009 Public Announcement No. Taiwan-Stock-Trading-0980016860 of the Taiwan Stock Exchange Corporation; for implementation from 31 August 2009
Per 17 July 2009 Letter No. Financial-Supervisory-Securities-Firms-0980034885 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 11. Name amended and Point 3 added 30 April 2009 per Public Announcement No. Taiwan-Stock-Trading-0980008999 of the Taiwan Stock Exchange Corporation; original Points 3 through 6 amended and renumbered as Points 4 through 7; for implementation from 2 May 2009 (Original name: Registration Directions for Offshore Overseas Chinese and Foreign Nationals to Invest in ROC Securities or to Trade ROC Futures)
Acknowledged 28 April 2009 per Letter No. Financial-Supervisory-Securities-VIII-0980018961 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 10. Forms 1-1-1 and 1-3-1 of Point 1 and Form 4-1 of Point 4 amended and issued 27 June 2008 per Public Announcement No. Taiwan-Stock-Trading-0970017478 of the Taiwan Stock Exchange Corporation; for implementation from date of announcement
Amended 30 June 2008 per Public Announcement No. Taiwan-Futures-Trading-09700058680 of the Taiwan Futures Exchange Corporation; for implementation from 27 June 2008
Acknowledged 27 June 2008 per Letter No. Financial-Supervisory-Securities-VIII-0970033744 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 9. Point 3 amended and issued 28 Jan 2008 per Public Announcement No. Taiwan-Stock-Trading-0970001798 of the Taiwan Stock Exchange Corporation; for implementation from 1 February 2008
Approved for recordation 16 January 2008 per Letter No. Financial- Supervisory-Securities-VIII-0970001415 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 8. Point 1 and Appendices 1-2 and 1-4 to Point 1 amended and issued 26 October 2007 per Public Announcement No. Taiwan-Stock-Trading-0960031446 of the Taiwan Stock Exchange Corporation; for implementation from date of announcement
Amended 25 October 2007 per Public Announcement No. Taiwan-Futures-Trading-09600094650 of the Taiwan Futures Exchange Corporation; for implementation from date of announcement
Approved for recordation 22 October 2007 per Letter No. Financial-Supervisory-Securities-VII-0960051559 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 7. Point 1 amended and issued 17 October 2007 per Public Announcement No. Taiwan-Stock-Trading-0960030461 of the Taiwan Stock Exchange Corporation; for implementation from date of announcement
Amended 26 October 2007 per Public Announcement No. Taiwan-Futures-Trading-09600089590 of the Taiwan Futures Exchange Corporation; for implementation from date of announcement
Approved for recordation 11 October 2007 per Letter No. Financial-Supervisory-Securities-VIII-0960056208 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 6. Appendix 1-2 to Point 1 amended and issued 26 June 2007 per Public Announcement No. Taiwan-Stock-Trading-0960015841 of the Taiwan Stock Exchange Corporation; for implementation from 16 August 2007
Amended 10 July 2007 per Public Announcement No. Taiwan-Futures-Trading-09600049930 of the Taiwan Futures Exchange Corporation; for implementation from 16 August 2007
Approved for recordation 26 June 2007 per Letter No. Financial-Supervisory-Securities-VIII-0960030382 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 5. Name and full text of six points amended and issued 27 March 2006 per Public Announcement No. Taiwan-Stock-Trading-0950200435 of the Taiwan Stock Exchange Corporation; for implementation from 27 March 2006 (Original name: Taiwan Stock Exchange Corporation Registration Directions for Overseas Chinese and Foreign Nationals to Invest in ROC Securities)
Name and full text of six points issued 22 March 2006 per Public Announcement No. Taiwan-Futures-Trading-09500025180 of the Taiwan Futures Exchange Corporation; for implementation from 27 March 2006
Approved for recordation 21 March 2006 per Letter No. Financial-Supervisory-Securities-VII-0950109659 of the Financial Supervisory Commission, Executive Yuan