Article 1：

• Form 1-1-1 Registration Application Form for Offshore Foreign Institutional Investors to Invest in ROC Securities or to Trade ROC Futures(1020905).pdf
• Form 1-1-2 Application Form for Registration of Offshore Overseas Chinese and Foreign National Natural-person Investors to Invest in ROC Securities or Trade ROC Futures(1020905).pdf
• Form 1-2 Certificate of Completed Registration for Offshore Overseas Chinese and Foreign Nationals(1020905).pdf
• Form 1-3-1 Registration Application Form for Name Change by Offshore Overseas Chinese & Foreign Nationals(1020905).pdf
• Form 1-3-2 Registration Form for Change of Agent or Representative by Offshore Overseas Chinese and Foreign Nationals(1020905).pdf
• Form 1-4 Certificate of Amendment Registration Completion for Offshore Overseas Chinese and Foreign Nationals(1020905).pdf
• Form 1-5 Application Form for Cancellation of Registration of Offshore Overseas Chinese and Foreign Nationals(1020905).pdf
• Form 1-6 Certificate of Completed Registration Cancellation for Offshore Overseas Chinese and Foreign Nationals(1020905).pdf
• Form 1-7-1 Registration Application Form for a Secondary Custodian Institution of an Offshore Overseas Chinese or Foreign National.pdf
• Form 1-7-1 Registration Application Form for a Secondary Custodian Institution of an Offshore Overseas Chinese or Foreign National.doc
• Form 1-7-2 Certificate of Registration Completion for the Primary and Secondary Custodian Institutions of an Offshore Overseas Chinese or Foreign National.pdf
• Form 1-7-2 Certificate of Registration Completion for the Primary and Secondary Custodian Institutions of an Offshore Overseas Chinese or Foreign National.doc
• Form 1-7-3 Registration Cancellation Application Form for a Secondary Custodian Institution of an Offshore Overseas Chinese or Foreign National.pdf
• Form 1-7-3 Registration Cancellation Application Form for a Secondary Custodian Institution of an Offshore Overseas Chinese or Foreign National.doc
• Form 1-7-4 Certificate of Registration Cancellation Completion for a Secondary Custodian Institution of an Offshore Overseas Chinese or Foreign National.pdf
• Form 1-7-4 Certificate of Registration Cancellation Completion for a Secondary Custodian Institution of an Offshore Overseas Chinese or Foreign National.doc

Article 2：

• Form 2-1 Registration Form for Onshore Overseas Chinese and Foreign Nationals to Invest in ROC Securities or to Trade ROC Futures(1020905).pdf
• Form 2-2 Certificate of Completed Registration for Onshore Overseas Chinese and Foreign Nationals(1020905).pdf

Article 3：

• Form 3-1 Application Form for Registration of Mainland Area Investors Investing in ROC Securities or Trading ROC Futures(1020905).pdf
• Form 3-2 Certificate of Completed Registration by Mainland Area Investor(1020905).pdf
• Form 3-3-1 Application for Registration of Name Change by Mainland Area Investor(1020905).pdf
• Form 3-3-2 Application for Registration of Change of Agent (or Representative) by Mainland Area Investor(1020905).pdf
• Form 3-4 Certificate of Completed Amendment of Registration by Mainland Area Investor(1020905).pdf
• Form 3-5 Application Form for Cancellation of Registration by Mainland Area Investor(1020905).pdf
• Form 3-6 Certificate of Completed Cancellation(1020905).pdf

Article 4：

• Principles for Assignment of C Codes.doc
• Principles for Assignment of 'F' Codes.pdf
• Principles for Assignment of 'F' Codes.DOC
• Principles for Assignment of 'G-H' Codes.pdf
• Principles for Assignment of 'G-H' Codes.DOC

Article 5：

• Form 5-1 Form for Registration of an Existing QFII Sub-Account as a Master Account(1020905).pdf
• Form 5-2 Certificate of Completed Supplemental Registration of Existing QFII Sub-account(1020905).pdf

Article 6：

• Form 6-1 Registration Form for Opening Two or More Trading Accounts in the Same Securities Brokerage Firm(1020905).pdf
• Form 6-2 Certificate of Completed Registration for Opening Two or More Trading Accounts in the Same Securities Brokerage Firm(1020905).pdf
• Form 6-3 Application Form for Registration of Account Name Change Where Two or More Trading Accounts Have Been Opened in the Same Securities Brokerage Firm(1020905).pdf
• Form 6-4 Certificate of Completed Registration for Account Name Change Where Two or More Trading Accounts Have Been Opened in the Same Securities Brokerage Firm(1020905).pdf
• From 6-5 Application Form for Registration of Account Cancellation Where Two or More Trading Accounts Have Been Opened in the Same Securities Brokerage Firm(1020905).pdf
• Form 6-6 Certificate of Completed Registration for Account Cancellation Where Two or More Trading Accounts Have Been Opened in the Same Securities Brokerage Firm(1020905).pdf