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Subordinate Legislation
Title：
Regulations Governing Responsible Persons and Associated Persons of Securities Firms
CH
Amended Date：
2024.03.06
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Legislative History
Chinese
1.
Taipei Exchange Regulations Governing the Conduct of Equity Crowdfunding by Securities Firms(2019.01.02)
CH
2.
Taipei Exchange Rules Governing the Operation by Securities Firms of Brokerage Business for Trading and Exchanging Beneficial Certificates of Funds(2021.05.13)
CH
3.
Taipei Exchange Rules Governing the Operation by Securities Firms of the Business of Proprietary Trading of Security Tokens(2022.02.10)
CH